Company Name - Anand Rathi Global Intermediaries Limited (Stock Broker)
Company Overview
We are a SEBI-registered Trading Member and Self-Clearing Member with a focus on institutional broking, proprietary trading, and promoter group trading activities.
Role Overview
The Risk Manager leads the development, implementation, and oversight of risk management policies and daily surveillance in a prop and institutional desk environment. This individual will be responsible for real-time risk controls, regulatory margin management, exposure monitoring, and limit enforcement across all firm and group trading activities.
Key Responsibilities
- Develop and implement comprehensive risk management frameworks and processes for prop, institutional, and promoter trades
- Monitor exposures, P&L, and real-time risk across trading desks; implement controls to ensure compliance with SEBI, Exchange, and internal policies
- Oversee margin management, position limits, scrip profiling, and fund allocation in alignment with regulatory and internal risk norms
- Perform stress testing, scenario analysis, and risk analytics for large and complex positions/trades
- Supervise surveillance of all client and group trades to detect anomalies, trigger alerts, and enforce action as per policy
- Collaborate with front office, compliance, and technology teams to ensure system readiness for risk capture and reporting
- Conduct regular reviews of risk management systems, participate in audits, and enhance processes in line with best practices
- Ensure timely regulatory and internal risk reporting; present key risk exposures and action plans to management
- Train desk and ops teams in risk awareness, policy updates, and compliance practices
Candidate Requirements
- Graduate/Postgraduate with 5–10 years’ experience in risk management for institutional/prop broking.
- Advanced understanding of capital market risk controls, margin management, position/limit monitoring, and risk reporting
- Familiar with exchange systems (e.g., NMASS, OFS Portals), scrip/client profiling, and risk system tools
- Analytical with hands-on skills in scenario analysis, stress testing, and exposure surveillance
- Strong regulatory knowledge: SEBI, NSE/BSE, clearing and settlement framework, internal controls
- Excellent communication, technology acumen, and cross-team coordination
- FRM/CFA/NISM series or equivalent risk certifications