AVP, IT Internal Audit Supervisor (Hiring Immediately)

divh2AVP, IT Internal Audit Supervisor/h2pUnder the supervision of the SVP, Chief Internal Auditor and the VP, IT Audit Manager, the AVP, IT Internal Audit Supervisor leads complex Information Technology (IT), Information Security (IS) and integrated audits from inception to completion. The AVP, IT Internal Audit Supervisor is responsible for leading and executing audits (i.e., plans, coordinates, and directs the activities of assisting auditors) in accordance with the International Standards for the Professional Practices of Internal Auditing./ppThe incumbent has no direct reports but supervises/leads a team of auditors based on the engagement./ppEssential Functions:/pulliPerforms IT/IS audits to determine the nature of the operations and the existence and adequacy of the internal controls in place to achieve established objectives and minimize risk exposure to the Bank./liliEvaluates the adequacy and effectiveness of internal control methods, policies, and procedures./liliDetermines whether duties are performed in accordance with company policies, operating procedures, other management instructions, and regulatory requirements./liliValidates audit issues by evaluating effectiveness and sustainability of remediating activities./liliConducts interviews with appropriate Company team members to supplement assigned audit tests./liliPrepares professional work papers including supporting documentation for each audit issue identified./liliActs as an Auditor-in-Charge and performs the following duties:/liulliPlans the audit, including developing the risk assessment, high-level process flows, planning memo, brainstorm decks, risk and control matrix, and audit program./liliAssigns segments of the program to assisting auditors and is responsible for performing testing procedures for controls/liliManages day-to-day engagement-related efforts and assignments of audit team members./liliLeads project status meetings internally and with the auditee to ensure that the project is managed within the set budgets and timelines./liliOversees staff assignments to ensure completion within established time budgets and ensures timekeeping systems are timely updated./liliImmediately informs the Chief Auditor and/or the Audit Manager of any condition that may adversely impact the audit./liliPerforms detailed review of work by team members for accuracy, completeness, and adherence to Internal Audit standards./liliProvides day-to-day coaching guidance and on the job training to team members to ensure development, quality, and timely audit engagement deliverables./liliPrepares Exit Grid with findings and recommendations for the review and approval of the Audit Manager and Chief Internal Auditor./liliPresents audit findings to management in Exit meeting./liliPrepares draft audit reports for the review and approval of the Audit Manager and Chief Internal Auditor./liliEnsures the audit system is properly and timely updated with the work completed for the audit./liliPerforms follow up examinations/remediation testing activities to determine the existence and adequacy of corrective actions taken by management in response to audit recommendations./liliDevelops good working relationships with auditees and collaborates with auditees during the audit process./liliDuring the performance of their duties, the AVP, IT Internal Audit Supervisor is expected to:/liulliRecommend revisions to audit programs resulting from changes in operating activities./liliRecommend the scope of audit testing and the resources needed, including the use of computer assisted auditing techniques (CAAT)./liliPerforms fraud investigations as assigned./liliProvides on-the-job training to other internal audit team members as needed./liliMaintains and enhances technical and professional competence through continuing education./li/ul/ulpQualifications:/pulliBachelors degree in Accounting, Finance, Information Technology or a related field is required. Masters in Management Information Systems or related discipline preferred./liliMinimum 5 years of technical IT/IS audit-related work experience leading audits in a public accounting or private industry internal audit function, including at least 2 years in a Bank or Financial Services industry and at least 3 years supervising audit teams is required./liliExperience leading audits in the following areas is highly desirable:/liulliGramm-Leach-Bliley Act (GLBA) section 501 (b)/liliData Governance/liliIP networks infrastructure (network topology, switches, routers, firewalls, intrusion detection / prevention)/liliWindows active directory (policies, structure, elements)/liliDatabases (SQL, Oracle, DB2, monitoring tools)/liliMobile technologies (data leakage prevention, BYOD security)/liliCloud Computing/liliStandards / Frameworks (CoBIT 5, ITIL, FFIEC IT Examination Handbook, ISO 15504, ISO 20000, ISO 27000, ISO 31000, ISO 38500, NIST series 800 guidance)/li/ulliKnowledge and understanding of Information Technology operating systems including mainframe, MS Windows, UNIX, and Linux./liliAbility to work independently and with others./liliKnowledgeable about the financial industry and related markets, related regulatory bodies, and current industry events and trends./liliDeep understanding of risk assessment, audit methodology, and IT/IS audit execution./liliStrong time management and organizational skills including the ability to manage multiple projects and competing priorities./liliAbility to exercise sound judgment in the execution of assignments and communication with others./liliExcellent verbal and written communication skills; interpersonal and presentation skills ability to work closely and collaboratively with people at all levels in the department and within the organization./liliStrong analytical thinker and detail oriented with the ability to proactively identify issues and assist in resolution./liliExcellent computer skills, Proficient in Microsoft Office Products (i.e.

Excel, PowerPoint, Word, etc.)./liliCoaching skills and ability to delegate work to others./li/ulpCertifications:/pulliCISA, CISSP or CISM required./liliAdditional qualifications, such as CFE, CIA and CAMS also preferred/li/ulpOther Details:/pp$110K $150K / year Pay determined based on job-related knowledge, skills, experience, and location. This position may be eligible for a discretionary bonus./ppCathay Bank offers its full-time employees a competitive benefits package which is a significant part of their total compensation. It is our goal to provide employees with a comprehensive benefits package to fit their needs which includes, coverage for medical insurance, dental insurance, vision insurance, life insurance, long-term disability insurance, and flexible spending accounts (FSAs), health saving account (HSA) with company contributions, voluntary coverages, and 401(k)./ppCathay Bank is an Equal Opportunity and Affirmative Action Employer.

We welcome applications for employment from all qualified candidates, regardless of race, color, ethnicity, ancestry, citizenship, gender, national origin, religion, age, sex (including pregnancy and related medical conditions, childbirth and breastfeeding), reproductive health decision-making, sexual orientation, gender identity and expression, genetic information or characteristics, disability or medical condition, military status or status as a protected veteran, or any other status protected by applicable law./p/ul/div