Senior Financial Planner

Overview

Business Development Manager at FINITETEK INC with expertise in sales and recruiting.

Base pay range

$75,000.00/yr - $85,000.00/yr

Responsibilities

• Assist the Financial Planner in preparing for and conducting client meetings, with a focus on accuracy, detail, and personalized service.


• Manage all pre-meeting tasks, including data gathering, agenda creation, client paperwork preparation, Investment Policy Statements, and asset allocation strategies.


• Handle post-meeting follow-ups such as financial situation analysis and coordinating implementation with external professionals when necessary.


• Execute and support investment account transactions, including individual trades, cash management, portfolio rebalancing, and tax loss harvesting.


• Provide comprehensive financial planning advice to high-net-worth clients.


• Independently manage and nurture ongoing client relationships.


• Collaborate with the Lead Financial Planner on portfolio maintenance and management.


• Serve in a supporting role on the Investment Committee, contributing to research and decision-making.


• Use proprietary software to manage account models, trading, and tax strategies.


• Conduct ongoing fund research under the guidance of the Chief Investment Officer, including fund swaps and model updates.


• Assist with preparing and coordinating portfolio reviews in collaboration with the Investment Committee.


• Build meeting agendas and facilitate productive client discussions.

Key Qualifications

• Active FINRA registrations, including Series 7 and 66 (or FINRA-recognized equivalents)


• Bachelor’s degree (B.A. or B.S.)


• CFP certification or equivalent industry credentials strongly preferred


• Highly organized and detail-oriented with a proactive, self-starting mindset


• Strong analytical, financial modeling, and problem-solving skills


• Ability to work independently while keeping the Lead Planner informed of progress and obstacles

Seniority level

• Mid-Senior level

Employment type

• Full-time

Job function

• Accounting/Auditing


• Analyst


• Finance

Industries

• Accounting


• Staffing and Recruiting


• Education Administration Programs