Chief Compliance Officer Driving Regulatory Excellence and Integrity

Shape compliance strategy as Chief Compliance Officer, ensuring adherence to stringent regulatory standards. Promote a strong culture of integrity and risk management across the firm. You will lead the firm's compliance program and interact directly with regulators, managing inquiries and reviews.

The ideal candidate brings over 3 years of experience in asset management and a solid understanding of compliance frameworks. You will develop training programs and work collaboratively with senior leadership to enhance compliance awareness. Key Responsibilities: • Lead the firm’s compliance program development • Manage relationships with regulatory bodies • Ensure regulatory reporting is accurate and timely • Develop and implement compliance monitoring plans • Provide ongoing compliance training to employees Requirements: • Must be registrable as chief compliance officer • Chartered Professional Accountant or legal background preferred • Minimum of 3+ years in asset management • Comprehensive knowledge of Canadian securities laws • Strong leadership and problem-solving abilities Your contribution will be vital in nurturing a compliant environment and upholding the highest standards of ethical conduct in operations. #J-18808-Ljbffr