Compliance Officer with Focus on Trade Management and Client Support

Step into a vital Compliance Officer role focused on trade management and compliance standards. This position combines rigorous oversight with the opportunity to support client interactions. You will report to the Senior Manager while overseeing trade approvals, monthly account evaluations, and social media compliance.

Your role involves engaging with sales personnel to correct discrepancies and promoting awareness of the firm’s policies. Additionally, you will serve as a go-to resource for compliance-related queries at the help desk. Key Responsibilities: • Approve trades in restricted securities • Respond to branch compliance requests • Supervise email and social media activities • Provide support on compliance-related projects • Handle trade corrections and escalations Requirements: • Relevant experience in compliance or operations • Completion of Canadian Securities and Conduct courses • Proficient in MS Office, particularly Word and Excel • Excellent customer service and communication skills • Capable of managing multiple tasks under pressure Foster your growth by ensuring rigorous compliance and enhancing client interactions across various platforms. #J-18808-Ljbffr