Compliance Associate - Alternative Asset Management firm

Compliance Associate Alternative Asset Management firm London (4 days in office, 1 day WFH) £60K-£80K (depending on level of experience) Permanent role The Rol e Support the maintenance and operation of the Firm’s compliance framework in line with the FCA requirements (including MiFID II, AIFMD, and FCA Handbook rules ).Assist with advising the business on regulatory obligations, policies and procedures, escalating issues where appropriat e.Undertake regulatory horizon scanning, producing written and verbal updates on relevant regulatory and enforcement actions, with an assessment of their impact on the Fir m.Support, implementation and execution of the annual Compliance Monitoring Programm e.Conduct compliance monitoring reviews, document findings and track remedial action s.Assist with the ongoing monitoring of financial promotions & marketing, conflicts of interest, personal account dealing, gifts and hospitality, best execution and inducements, PEP lists, outsourcing and third-party arrangement s.Policies, Procedures & Traini ngDraft, review, and update compliance policies and manuals as required, manage the annual review of the Firm’s compliance policie s.Support the delivery and co-ordination of compliance training for staff, including induction training and the completion and collation of annual Employee Certification Form s.Maintain and record compliance records and attestation s.Prepare annual compliance reports (SYSC, MLRO et c) Requireme ntsDegree or equival entProfessional compliance or regulatory qualifications (or progress toward them) (desirabl e).Previous experience in a compliance role, 3-6yrs minimum years within a UK financial services firm, ideally an investment manag er.Strong understanding of UK regulatory framework, particularly MiFID II and AIFMD, FCA regulations and compliance framewor ks.