Senior Compliance and Training Manager

About the job Senior Compliance and Training Manager Senior Compliance and training Manager For reputable Mortgage Brokerage in Warrington Responsibilities: Reporting directly to the Directors Manage the development of our compliance policy and procedure documents, including roll out and training of FCA driven initiates such as GDPR and SM and CR, AML. Making sure all annual mandatory training is delivered on time Prepare and develop compliance reports for the Company Board and relevant Regulators (FCA) which will feed into our Gabriel Report Management of policy updates in accordance with changes in regulations Manage authorisations with the FCA Ensure appropriate internal oversight is established in accordance with FCA guidelines and other regulatory requirements Manage advisors in KPIs, case studies, fraud (Pre Dip Checks) and corrective actions Strong engagement with compliance business partners and stakeholders (Simply Biz Compliance Team) Compliance Referencing Dealing with all regulatory requirements relating to key compliance issues Sign off on marketing material Requirements: Strong knowledge of the regulatory requirements relating to key compliance issues At least 2 years’ compliance experience Previous experience in regulated environments #J-18808-Ljbffr